In re Appeal of Albert (2006-195)
2008 VT 30
[Filed 14-Mar-2008]
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2008 VT 30 |
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APPEALED FROM: |
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Trial Judge: Merideth Wright |
In the above-entitled cause, the Clerk will enter:
¶ 1.
This appeal and cross-appeal involve developer’s proposed development of
approximately thirty-three acres in Shelburne. Developer received
approval from the Town of
¶ 2.
The following facts are not contested. Developer seeks to build
twenty-five single-family lots and thirty-seven multi-family lots on a 33.71
acre parcel of land in Shelburne. Developer received preliminary approval
of its plan to do so from the planning commission on October 10, 2002.
Developer submitted an application for final approval on March 31, 2003, and
the planning commission unanimously approved it on May 8, 2003. One month
later, on June 9, 2003, a group of fifteen persons owning land in Shelburne
filed a notice with the planning commission stating that they were appealing
the planning commission’s decision to the
¶ 3. Developer moved to dismiss landowners’ appeal for their failure to comply with the requirements of 24 V.S.A. § 4464, a statute governing appeals from municipal decisions. At that time, § 4464 required that litigants be “interested persons” in order to have standing to appeal the decisions of administrative officers to municipal boards like planning commissions. At that time, § 4464 provided, in relevant part:
(a) An interested person may appeal any decision or act taken . . . in any municipality . . .
(b) For purposes of this chapter, an interested person means any one of the following:
. . . .
(4) Any ten persons owning real property within a municipality . . . who, by signed petition to the board of adjustment or the development review board of a municipality, the plan or a bylaw of which is at issue in any appeal brought under this title, allege that any relief requested by a person under this title, if granted, will not be in accord with the policies, purposes or terms of the plan or bylaw of that municipality.[1]
¶ 4.
The standing requirement contained in pre-amendment § 4464(b) also applied
to appeals to the
¶ 5.
According to landowners, we should defer to what they characterize as
the
¶ 6.
We decline to do so. We defer to agency interpretations of
statutes that the Legislature has entrusted them to administer as much out of a
concern for the proper separation of powers as in consideration of agency
expertise. See Town of Victory v. State, 2004 VT 110, ¶ 16,
177 Vt. 383, 865 A.2d 373 (explaining that “[t]o preserve the appropriate
separation of judicial and executive powers, we presume that judicial review of
administrative decisions is deferential”). Because the
¶ 7.
We have recently ruled that the proper construction of a statute
governing appeals of municipal decisions to the
¶ 8.
We begin by noting that although the general rule is that statutes
regulating appeal rights are remedial in nature and therefore liberally
construed in favor of persons exercising those rights, Casella Constr. v.
Dep’t of Taxes, 2005 VT 18, ¶ 5, 178 Vt. 61, 869 A.2d 157, “our ultimate
goal is to give effect to the intent of the Legislature.” In re
¶ 9.
Our decisions in Kalakowski v. John A. Russell Corp., 137
¶ 10.
As noted, it is well settled that our objective in construing a statute
is to effectuate the intent of the Legislature.
¶ 11. It is clear from the language of pre-amendment § 4464(b)(4) that the Legislature intended to provide standing to appeal zoning decisions only to those landowners who petitioned a planning commission prior to it taking final action in a case. At the time this case arose, pre-amendment § 4464(b)(4) provided standing to certain groups of persons as long as those persons “by signed petition to the [planning commission] of a municipality . . . allege[d] that any relief requested by a person under this title, if granted, will not be in accord with the policies, purposes or terms of the plan or bylaw of that municipality.” The legislative requirement of a “petition” as the requisite filing decides the issue. A petition is “[a] supplication or request to a superior authority,” or “[a] formal document requesting a right or benefit from an authority.” The American Heritage College Dictionary 1022 (3d ed. 2000); see also Black’s Law Dictionary 1182 (8th ed. 2004) (a petition is “[a] formal written request presented to a[n] . . . official body”). The plain and ordinary meaning of “petition” leads to the conclusion that the Legislature intended for the planning commission to retain some power to take action upon receipt of the petition—the power of a “superior authority” to act upon a “supplication or request.” One may not both give the appropriate weight to the Legislature’s word choice and conclude that the Legislature intended for landowners to petition municipal bodies even after those bodies had already exercised their authority without arriving at absurdity. Accordingly, we conclude that, to have had standing to appeal the planning commission’s decision in this case, landowners were required to have petitioned the planning commission before the commission implicitly concluded that developer’s plans were in “accord with the policies, purposes or terms of the plan or bylaw of Shelburne”—that is, prior to it granting final plan approval for developer’s proposal.
¶ 12. Our construction also allows for a natural reading of the statutory language requiring that landowners’ petition to the planning commission allege that the “relief requested . . . if granted, will not be” in accord with the policy of the municipality. 24 V.S.A. § 4464(b)(4) (emphasis added). Landowners would have us believe that this relief—which they agree is to be granted at some time after the petition is filed—does not refer to relief to be granted by the planning commission, but rather refers to relief to be granted by the Environmental Court or by this Court. Under this construction, the petition would only be alerting the planning commission to a potential problem in a case that was, being on appeal, completely out of its hands. We think it much more sensible to conclude that the Legislature intended for the petition to alert the planning commission to the existence of a dispute as to whether the relief that the planning commission was considering granting was consistent with municipal policy.
¶ 13.
Neither does our construction do any violence to the statutory
scheme. Landowners observe that post-amendment § 4471(a) explicitly
requires interested persons to have participated at the municipal level in
order to have standing to appeal municipal decisions to the Environmental
Court, see 24 V.S.A. § 4471(a) (“An interested person who has participated
in a municipal regulatory proceeding authorized under this title may appeal
a decision rendered in that proceeding by an appropriate municipal panel to the
environmental court.” (emphasis added)), but that pre-amendment § 4471(a) did
not explicitly so require. See 24 V.S.A. § 4471(a) (“An interested
person may appeal a decision of a . . . planning commission . . . to the
environmental court.”). Landowners argue that requiring persons to file
petitions before planning commissions make final decisions in order to qualify
as interested persons under pre-amendment § 4464(b)(4) is tantamount to
requiring participation in the proceedings at the municipal level.
Landowners claim that the recent addition of the participation requirement
proves that the Legislature did not intend to require participation at the
municipal level prior to amendment, and that because the pre-decision filing of
a petition constitutes such participation, our construction creates an internal
inconsistency between pre-amendment § 4464 and pre-amendment § 4471. We
see it differently. It is true that we generally presume that an
amendment to a statute was meant to change the law unless circumstances clearly
show that only a clarification was intended. State v. Brooks, 2004
VT 88, ¶ 11, 177
¶ 14.
The dissent complains that under amended §§ 4465(b)(4) and 4471(a),
persons must both participate at the municipal level “through oral or written
testimony, evidence or a statement of concern,” § 4471(a), and file a
pre-decision petition in order to appeal a municipal board decision to the
¶ 15. Finally, landowners argue that because of the time and resources they have spent pursuing this appeal, it would be inequitable for us to rule at this juncture that they lacked standing to do so. Their disappointment cannot undermine the plain meaning of statutory language or create jurisdiction where there is none.
¶ 16. We hold that landowners lacked standing to appeal the planning commission’s decision to the Environmental Court, and therefore do not reach the rest of the issues in the appeal and cross-appeal.
The Environmental Court’s August 8, 2005 order is vacated; the decision of the planning commission is reinstated.
¶ 17. JOHNSON, J., dissenting. Because I believe that landowners had standing to appeal under pre-amendment 24 V.S.A. § 4464(b)(4), I respectfully dissent.
¶ 18. To begin, the majority disregards the fact that developer here explicitly concedes that pre-amendment § 4464(b)(4) did not require interested persons to participate at the municipal level—e.g., the planning commission—as a threshold to filing an appeal to the Environmental Court.[5] This position is consistent with the Environmental Court’s long-standing interpretation of the statute. Nonetheless, developer argues, and the majority accepts, that “the statute imposed an obligation on the named individuals to petition the Planning Commission in writing before they rendered a decision.” These two positions are directly in conflict, as petitioning the planning commission pre-decision would de facto result in participation at the municipal level.
¶ 19. I agree with developer that participation at the municipal level was not a prerequisite to an Environmental Court appeal at the time the appeal in question was filed. Pre-amendment § 4464(b)(4) defined an “interested person” as:
Any ten persons owning real property within a municipality listed in subdivision (2) of this subsection who, by signed petition to the [planning commission], the plan or a bylaw of which is at issue in any appeal brought under this title, allege that any relief requested by a person under this title, if granted, will not be in accord with the policies, purposes or terms of the plan or bylaw of that municipality.
Furthermore, pre-amendment § 4471(a) provided in plain terms that an “interested person may appeal a decision of . . . a planning commission . . . to the environmental court.” In 2004, the Legislature amended § 4471(a) to explicitly require “participat[ion] in a municipal regulatory proceeding” as a threshold to appealing a planning commission decision. See 2003, No. 115 (Adj. Sess.), § 107 (effective July 1, 2004).
¶ 20. In its analysis, the majority overemphasizes a single word, “petition,” in an otherwise ambiguous statute, relying on its dictionary definition to argue that the Legislature intended that the planning commission retain authority to act at the time that it receives such petition.[6] Notwithstanding the confusing language of the statute, pre-amendment § 4464(b)(4) should be interpreted in light of the recent amendments to § 4471(a). As the majority notes, “[w]e generally presume that an amendment to a statute was meant to change the law unless circumstances clearly show that only a clarification was intended.” Ante, ¶ 12. Thus, looking at the statutory scheme as a whole, the reasonable construction is that pre-amendment § 4464(b)(4) did not require interested persons to file a petition with the planning commission before it issued its decision, just as its counterpart, § 4471(a), did not require participation at the municipal level for standing to appeal prior to the 2004 amendment. See Holton v. Dep’t of Employment & Training, 2005 VT 42, ¶ 21, 178 Vt. 147, 878 A.2d 1051 (rules of statutory construction require that we consider the statute as a whole and give effect to each part). Otherwise, these obviously complementary sections would have contradicted one another. The amendments were intended to change, not clarify, the rules on standing in appeals.
¶ 21. Further adding to the ambiguity of pre-amendment § 4464(b)(4) is the fact that it is contained in the statutory section, § 4464, which provides for appeals from the administrative officer to the municipal board. The definition of interested persons only applies to appeals to the Environmental Court from the municipal board by cross-reference to § 4471. With regard to appeals from the administrative officer to the municipal board, § 4464(b)(4) simply requires appellants to alert the local board to their position on the issues in question. The statute should have the same function with respect to the Environmental Court, alerting the court to the appellants’ position on the matter being appealed. Viewed in this way, the petition serves the purpose of a notice of appeal, which is filed in the forum from which the appeal is taken. Because its purpose is to inform the appellate body of the appellants’ position, it makes no sense that the petition should be filed before the municipal board renders its decision. Thus, landowners were not required to participate at the municipal board level to be considered interested persons for purposes of an appeal to the Environmental Court, just as they were clearly not required to participate before the administrative officer to qualify as interested persons for purposes of an appeal to the municipal board.
¶ 22. In addition, the majority’s interpretation of pre-amendment § 4464(b)(4) would result in a conflict between amended §§ 4465(b)(4) and 4471(a). The majority claims that 4464(b)(4) unequivocally required interested persons to participate at the municipal level by filing a petition with the municipal board prior to its decision to have standing for an appeal to the Environmental Court. It further contends that § 4471(a) was amended to reflect this municipal participation that was already required under the statutory scheme. Section 4471(a), however, requires municipal-level participation not by the filing of a petition, but by “offering, through oral or written testimony, evidence or a statement of concern related to the subject of the proceeding.” Thus, under the majority’s interpretation, interested persons would now be required to participate at the municipal level both by filing a pre-decision petition with the respective board pursuant to § 4465(b)(4) and by offering testimonial or written evidence related to the subject at issue pursuant to § 4471(a) to have appellate standing. I believe the more reasonable interpretation is that § 4465(b)(4) merely requires interested persons to file a notice of appeal at the municipal board, while § 4471(a) defines the type of municipal level participation now required for appellate standing.
¶ 23. In any event, the majority’s statutory interpretation unfairly singles out this case for unique treatment. Given the historical practice and interpretation of standing prior to the amendments, the ambiguity of the language of pre-amendment § 4464(b)(4), and the 2004 amendment to § 4471(a), landowners should be given the benefit of the pre-amendment interpretation. See In re Milton Arrowhead Mountain, 169 Vt. 531, 533, 726 A.2d 54, 56 (1999) (mem.) (recognizing general rule that statutes regulating right to appeal should be construed in favor of those exercising the right). I would affirm on the standing issue and reach the merits of the cross-appeal.
¶ 24. I am authorized to state that Justice Dooley joins this dissent.
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Dissenting: |
BY THE COURT: |
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_____________________________________ |
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John A. Dooley, Associate Justice |
Paul L. Reiber, Chief Justice |
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_____________________________________ |
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Denise R. Johnson, Associate Justice |
Marilyn S. Skoglund, Associate Justice |
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Brian L. Burgess, Associate Justice |
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[1] 2003, No. 115 (Adj. Sess.), § 106 repealed the former § 4464, and enacted the current version of § 4465, which is the functional equivalent of the former § 4464. Section 4465 provides, in relevant part:
(a) An interested person may appeal any decision or act taken . . . in any municipality . . .
(b) For purposes of this chapter, an interested person means any one of the following:
. . . .
(4) Any ten persons who may be any combination of voters or real property owners within a municipality . . . who, by signed petition to the appropriate municipal panel of a municipality, the plan or a bylaw of which is at issue in any appeal brought under this title, allege that any relief requested by a person under this title, if granted, will not be in accord with the policies, purposes or terms of the plan or bylaw of that municipality. . .
(Emphasis added.)
[2] 2003, No. 115 (Adj. Sess.), § 107 amended the former § 4471. Section 4471(a) now reads “An interested person who has participated in a municipal regulatory proceeding . . . may appeal a decision rendered in that proceeding by an appropriate municipal panel to the environmental court.” (Emphasis added.)
[3] The dissent stresses the importance of developer’s concession on appeal that pre-amendment § 4464(b)(4) did not require active participation at the municipal level. We note, however, that developer clearly disagreed with the dissent’s characterization (and therefore did not concede the point) that petitioning the planning commission pre-decision is tantamount to participation.
[4] Additionally, the dissent’s suggestion that § 4464(b)(4) should be considered no more than a notice of appeal to the Environmental Court would only find support in the language of the statute if the statute was written in the past tense.
[5] Developer explicitly states in its brief that it “agrees that the statu[t]e as it existed at the time did not require that the parties participate at the municipal level.” Thus, developer concedes that the statute has consistently been interpreted as such, but argues for a different interpretation in this case.
[6] I am not willing to deny standing to parties otherwise entitled to appeal based on the definition of one word in the statutory language, taken from dictionaries that it is not even suggested the Legislature referred to in drafting the relevant legislation. Nor am I convinced by the majority’s assertion that § 4464(b)(4)’s requirement that a petition be filed at the planning commission to trigger an appeal mandates that the planning commission retain authority over the matter at the time the petition is filed, as notices of appeal are always required to be filed in the lower tribunal, despite the fact that it retains no further authority over the matter.